Governance and Controlled Functions Rules 2012 (CTRL)
On 1 July 2021, CTRL will be repealed and replaced by QFCRA Rules 2020-4. To see how the new CTRL will look on 1 July 2021, click here to view PDF Version and here for Word version.
Click here to view earlier versions of Governance and Controlled Functions Rules 2012 (CTRL).
Governance and Controlled Functions Rules 2012 (CTRL) | |||
CTRL Chapter 1: General |
CTRL 1.1.1 Name of rules | ||
CTRL 1.1.2 Commencement | |||
CTRL 1.1.3 Application of CTRL | |||
CTRL 1.1.4 Glossary | |||
CTRL Chapter 2: Governance principles and the roles of governing body and senior management |
CTRL Part 2.1 Governance principles | ||
CTRL Part 2.2 Governing bodies | |||
CTRL Part 2.3 Senior management | |||
CTRL Chapter 3: Controlled functions |
CTRL Part 3.1 Controlled functions — definitions | ||
CTRL Part 3.2 Controlled functions — firms' obligations | |||
CTRL Chapter 4: Risk management and internal controls framework |
CTRL Part 4.1 Composition of framework | ||
CTRL Part 4.2 Reporting | |||
CTRL Chapter 5: Outsourcing |
CTRL Part 5.1 Outsourcing generally | ||
CTRL Part 5.2 Material outsourcing arrangements | |||
CTRL Glossary |