Governance and Controlled Functions Rules 2012 (CTRL)
On 1 July 2021, CTRL will be repealed and replaced by QFCRA Rules 2020-4. To see how the new CTRL will look on 1 July 2021, click here to view PDF Version and here for Word version.
Click here to view earlier versions of Governance and Controlled Functions Rules 2012 (CTRL).
| Governance and Controlled Functions Rules 2012 (CTRL) | |||
| CTRL Chapter 1: General |
CTRL 1.1.1 Name of rules | ||
| CTRL 1.1.2 Commencement | |||
| CTRL 1.1.3 Application of CTRL | |||
| CTRL 1.1.4 Glossary | |||
| CTRL Chapter 2: Governance principles and the roles of governing body and senior management |
CTRL Part 2.1 Governance principles | ||
| CTRL Part 2.2 Governing bodies | |||
| CTRL Part 2.3 Senior management | |||
| CTRL Chapter 3: Controlled functions |
CTRL Part 3.1 Controlled functions — definitions | ||
| CTRL Part 3.2 Controlled functions — firms' obligations | |||
| CTRL Chapter 4: Risk management and internal controls framework |
CTRL Part 4.1 Composition of framework | ||
| CTRL Part 4.2 Reporting | |||
| CTRL Chapter 5: Outsourcing |
CTRL Part 5.1 Outsourcing generally | ||
| CTRL Part 5.2 Material outsourcing arrangements | |||
| CTRL Glossary | |||