IMEB 2.4.1 Preparation of prudential returns
(1) A firm must prepare the annual and quarterly prudential returns that it is required to prepare by the Regulatory Authority by written notice published on an approved website .
(2) The Regulatory Authority may, by notice given to a firm—
(a) require the firm to prepare additional prudential returns; or
(b) exempt the firm from the requirement to prepare annual or quarterly returns or a particular annual or quarterly return.
(3) An exemption under subrule (2) (b) may be subject to conditions, restrictions or requirements.
(4) A firm given an exemption must comply with all conditions, restrictions and requirements to which the exemption is subject.
Derived from QFCRA RM/2011-3 (as from 1st July 2011) |