IMEB 6.1.3 Reports on relevant investments held as collateral

(1) A firm must prepare, and send to the client concerned, periodic statements listing the investments and their market values.
(2) Each statement must be prepared as at a date (the reporting date) that is not more than—
(a) 6 months after the last statement; or
(b) if another interval is agreed with the client — the agreed interval after the last statement.
(3) Each statement must be sent to the client within 1 month after the reporting date.
Derived from QFCRA RM/2011-3 (as from 1st July 2011)