IMEB 8.1.2 Firms to make and keep records
A firm must make and keep records that enable the firm—
(a) to show to its auditors and the Regulatory Authority its compliance with these rules; and
(b) to show and explain all entries for money held in accordance with these rules.
|Derived from QFCRA RM/2011-3 (as from 1st July 2011)|