INAP 3.1.1 Definitions — pt3 [effective from 6th December 2009]

In this part:

Chief Executive Officer means the Chief Executive Officer of the Regulatory Authority.

regulatory material means the following:

(a) a waiver or modification notice under the Financial Services Regulations (or a notice revoking or varying such a notice);
(b) guidance issued by the Regulatory Authority, other than guidance issued to an authorised firm or person individually;
(c) a form approved or otherwise prescribed (however described) by the Regulatory Authority under any Regulations;
(d) an approval, notice, policy or other instrument made or issued (however described) by the Regulatory Authority under any Regulations, other than an instrument made or issued for an authorised firm or person individually;

and includes any provision of any regulatory material.

Rules include any provision of any Rules.

Amended by QFCRA RM/2010-04 (as from 1st October 2010)