INDI 1.1.4 Application of INDI
These rules apply to:
(a) an authorised firm;
(b) an individual who is approved, or who is applying for approval, to perform a controlled function; and
(c) an individual who performs, or who proposes to perform, the customer-facing function.
|Derived from QFCRA RM/2014-5 (as from 1st January 2015)|