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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
      • Banking Business Prudential Rules 2014 (BANK)
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
      • Governance and Controlled Functions Rules 2020 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
        • INDI Chapter 1 General
        • INDI Chapter 2 Principles of conduct for individuals
          • INDI 2.1.1 Application of the principles
          • INDI 2.1.2 Principle 1 — integrity
          • INDI 2.1.3 Principle 2 — due skill, care and diligence
          • INDI 2.1.4 Principle 3 — market conduct
          • INDI 2.1.5 Principle 4 — relations with the Regulatory Authority
          • INDI 2.1.6 Principle 5 — appropriate priority for management and compliance
        • INDI Chapter 3 Controlled functions
        • INDI Chapter 4 Customer-facing function
        • INDI Chapter 5 Training and competency
        • INDI Chapter 6 Transitional
        • INDI Schedule 1 Competencies for controlled functions
        • INDI Schedule 2 Competencies for customer-facing function
        • INDI Glossary
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
      • Islamic Banking Business Prudential Rules 2015 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Professional Investors Fund Rules 2022 (PROF)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements, Notices and Email Alerts
    • Gazette
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
  4. INDI Chapter 2 Principles of conduct for individuals
  5. INDI 2.1.1 Application of the principles
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‹ INDI Chapter 2 Principles of conduct for individuals INDI 2.1.2 Principle 1 — integrity ›

INDI 2.1.1 Application of the principles

The principles in rule 2.1.2 to rule 2.1.6 apply to an individual who performs a controlled function or the customer-facing function for an authorised firm.

Derived from QFCRA RM/2014-5 (as from 1st January 2015)
‹ INDI Chapter 2 Principles of conduct for individuals INDI 2.1.2 Principle 1 — integrity ›

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