INDI 3.2.1 Firms' application for approval of individuals
If an authorised firm is satisfied that an individual:
(a) has the competencies required to perform a controlled function;
(b) is a fit and proper person to do so; and
(c) satisfies any other requirements under these or any other Rules;
the firm may apply to the Regulatory Authority for the approval of the individual to perform the function.
|Derived from QFCRA RM/2014-5 (as from 1st January 2015)|