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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
      • Banking Business Prudential Rules 2014 (BANK)
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
      • Governance and Controlled Functions Rules 2020 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
        • INDI Chapter 1 General
        • INDI Chapter 2 Principles of conduct for individuals
        • INDI Chapter 3 Controlled functions
        • INDI Chapter 4 Customer-facing function
          • INDI Part 4.1 Assessment of individuals for customer-facing function
          • INDI Part 4.2 Cessation of performance of customer-facing function
        • INDI Chapter 5 Training and competency
        • INDI Chapter 6 Transitional
        • INDI Schedule 1 Competencies for controlled functions
        • INDI Schedule 2 Competencies for customer-facing function
        • INDI Glossary
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
      • Islamic Banking Business Prudential Rules 2015 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Professional Investors Fund Rules 2022 (PROF)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements and Notices
    • Gazette
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
  4. INDI Chapter 4 Customer-facing function
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Current Word Version
‹ INDI 3.3.2 What firm must do if individual ceases to perform controlled function INDI Part 4.1 Assessment of individuals for customer-facing function ›

INDI Chapter 4 Customer-facing function

  • INDI Part 4.1 Assessment of individuals for customer-facing function
    • INDI 4.1.1 Customer-facing function — firms' competence and fitness assessments
    • INDI 4.1.2 How firms to make competence assessments
    • INDI 4.1.3 Competencies
    • INDI 4.1.4 Qualifications that are appropriate or equivalent
    • INDI 4.1.5 How firms to make fitness assessments
    • INDI 4.1.6 Retail customer-facing function — non-discretionary customer-facing activities
    • INDI 4.1.7 Firms to maintain publicly available registers
  • INDI Part 4.2 Cessation of performance of customer-facing function
    • INDI 4.2.1 Regulatory Authority may direct firms to remove individuals from performing customer-facing function
    • INDI 4.2.2 Firms to notify Regulatory Authority of certain matters
‹ INDI 3.3.2 What firm must do if individual ceases to perform controlled function INDI Part 4.1 Assessment of individuals for customer-facing function ›

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