‹ INDI 4.2.2 Firms to notify Regulatory Authority of certain matters INDI Part 5.1 Principles for training and competency › INDI Chapter 5 Training and competency INDI Part 5.1 Principles for training and competency INDI 5.1.1 Principle 1 — senior management responsibility INDI 5.1.2 Principle 2 — training and competency programme INDI 5.1.3 Principle 3 — assessment of competencies INDI 5.1.4 Principle 4 — training INDI 5.1.5 Principle 5 — record-keeping INDI Part 5.2 Training and competency programme INDI 5.2.1 Appropriate programme to be delivered INDI 5.2.2 Training must be maintained and reviewed INDI 5.2.3 Training and competency document INDI 5.2.4 Firm must comply with its training and competency programme INDI Part 5.3 Training and other ongoing obligations INDI 5.3.1 Obligation to review competencies INDI 5.3.2 Obligation to review training and development needs INDI 5.3.3 Continuing professional development ‹ INDI 4.2.2 Firms to notify Regulatory Authority of certain matters INDI Part 5.1 Principles for training and competency ›
