INDI Part S1.5 Risk management function competencies

Notes

1 The competencies in this Part for the risk management function are in addition to any requirements under other Rules for the function. See, in particular CTRL, rule 6.2.3 (4).
2 The level of an individual's competencies must be commensurate to the nature and complexity of his or her role in the firm and the regulated activity or activities that the firm conducts (see rule 3.1.3 (4)).
Derived from QFCRA RM/2014-5 (as from 1st January 2015)
Amended by QFCRA RM/2021-1 (as from 1st July 2021)