INDI Part S2.2 Customer-facing function competencies — other long term insurance contracts and units in collective investment schemes
Examples of roles performing this function
Roles performing this function typically involve the regulated activities of advising on investments and arranging deals in investments.
The level of an individual's competencies must be commensurate to the nature and complexity of his or her role in the firm, the regulated activity or activities that he or she is to conduct and the specified products that those activities relate to (see rule 4.1.3 (4)).
|Derived from QFCRA RM/2014-5 (as from 1st January 2015)|