INDI Part S2.3 Customer-facing function competencies — relevant investments

Note

The level of an individual's competencies must be commensurate to the nature and complexity of his or her role in the firm, the regulated activity or activities that he or she is to conduct and the specified products that those activities relate to (see rule 4.1.3 (4)).

Derived from QFCRA RM/2014-5 (as from 1st January 2015)