INDI Subdivision S2.3.A.2 Managing investments

Examples of roles performing this function — managing investments

•   private client asset management
•   discretionary and specialised portfolio management
•   asset manager
•   investment manager
•   institutional asset manager
•   investment banker working in asset management
•   portfolio manager.
S2.3.21 Develop an investment strategy to meet agreed investment objectives
S2.3.22 Implement a defined investment strategy
S2.3.23 Analyse the risk and return profile of asset types
S2.3.24 Construct a risk profile for a proposed portfolio change
S2.3.25 Make contact with the customers and gather and validate financial information relevant to the securities or derivatives market
S2.3.26 Monitor individual portfolio performance using appropriate comparators
S2.3.27 Review and re-structure an individual or corporate portfolio
S2.3.28 Establish and operate individual or corporate investment portfolio performance monitoring procedures
S2.3.29 Report to customers on investment performance
Derived from QFCRA RM/2014-5 (as from 1st January 2015)