INMA 4.2.1 Guidance
1 Schedule 1 gives guidance about what, in the Regulatory Authority's view, should be included in an INMA firm's risk management policy.
2 The list in Schedule 1 is not exhaustive. With the exception of operational, reputational and liquidity risk, the Regulatory Authority accepts that not all firms will be exposed to all of the risks there described.
|Derived from QFCRA RM/2014-4 (as from 1st January 2015).|