INMA 5.9.4 Duty to review calculation and reconciliation

(1) An investment business firm must ensure that a calculation or reconciliation under this Division is reviewed by an employee of the firm who has sufficient seniority.
(2) The employee must state in writing whether the calculation or reconciliation was carried out in accordance with this Division.
Derived from QFCRA RM/2014-4 (as from 1st January 2015).