INMA 5.9.6 Duty to notify significant discrepancies

An investment business firm must notify the Regulatory Authority immediately if the firm discovers a significant discrepancy by a calculation, reconciliation or review under Division 5.9.A (Calculation and reconciliations) and the discrepancy is not rectified within 1 business day after the day on which it is discovered.

Derived from QFCRA RM/2014-4 (as from 1st January 2015).