INMA 5.9.8 Duty to notify inability to pay-in shortfall

An investment business firm must notify the Regulatory Authority immediately if it becomes aware that it may not be able to pay-in a shortfall by the close of business on the day the shortfall is discovered.

Note For the obligation to pay-in a shortfall — see rule 5.9.2(a).

Derived from QFCRA RM/2014-4 (as from 1st January 2015).