INMA 9A.1.1 Confirmation notes — provision requirement

(1) If an INMA firm executes a transaction in relation to a relevant investment for a customer, it must promptly give the customer a written confirmation note recording the essential details of the transaction.
(2) This rule is subject to rule 9A.1.5.
Inserted by QFCRA RM/2019-4 (as from 1st January 2020).