INMA 9B.1.4 Research recommendations — recordkeeping

(1) An INMA firm must make a record of:
(a) each research recommendation it produces, including details of how the substance of the research recommendation can be substantiated as reasonable; and
(b) each research recommendation it disseminates.
(2) The record of a research recommendation must be kept for at least 6 years after the day the research recommendation is last disseminated.
Inserted by QFCRA RM/2019-4 (as from 1st January 2020).