INMA Chapter 9B Other investment-related activities
- INMA Part 9B.1 Investment research and investment recommendations
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INMA Part 9B.2 Dealing and managing
- INMA 9B.1.5 Dealing and managing — best execution
- INMA 9B.1.6 Dealing and managing — timely execution
- INMA 9B.1.7 Dealing and managing — recordkeeping
- INMA 9B.1.8 Dealing and managing — aggregation of customer orders
- INMA 9B.1.9 Aggregation of customer orders — allocation
- INMA 9B.1.10 Aggregation of customer orders — fair allocation etc
- INMA 9B.1.11 Dealing and managing — customer order priority
- INMA 9B.1.12 Dealing and managing — excessive dealing and switching
- INMA 9B.1.13 Dealing and managing — non-market-price transactions
- INMA 9B.1.14 Dealing and managing — realising retail customer's assets