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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
      • Banking Business Prudential Rules 2020 (BANK)
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
      • Governance and Controlled Functions Rules 2012 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
        • INMA Chapter 1 General
        • INMA Chapter 2 Prudential reporting requirements
        • INMA Chapter 3 General prudential requirements
        • INMA Chapter 4 Management of risk
        • INMA Chapter 5 Client money
        • INMA Chapter 6 Providing custody services
        • INMA Chapter 7 Use of customers' investments as collateral
        • INMA Chapter 8 Client mandates
        • INMA Chapter 9 Islamic INMA firms
        • INMA Chapter 9A Post-contractual obligations of INMA firms
        • INMA Chapter 9B Other investment-related activities
          • INMA Part 9B.1 Investment research and investment recommendations
          • INMA Part 9B.2 Dealing and managing
        • INMA Chapter 10 Transitional
        • INMA Schedule 1 Guidance about risk management
        • INMA Schedule 2 Content of confirmation notes
        • INMA Schedule 3 Content of periodic statements
        • INMA Schedule 4 Additional obligations for investment research recommendations
        • INMA Schedule 5 Recordkeeping — dealing and managing
        • INMA Glossary
      • Islamic Banking Business Prudential Rules 2020 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Private Placement Schemes Rules 2010 (PRIV)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements and Notices
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. Investment Management and Advisory Rules 2014 (INMA)
  4. INMA Chapter 9B Other investment-related activities
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‹ INMA 9A.1.13 Relevant investment contracts — exercising cancellation right INMA Part 9B.1 Investment research and investment recommendations ›

INMA Chapter 9B Other investment-related activities

  • INMA Part 9B.1 Investment research and investment recommendations
    • INMA 9B.1.1 Investment research — conflicts of interest and impartiality
    • INMA 9B.1.2 Research recommendations — basic requirements
    • INMA 9B.1.3 Research recommendations — additional requirements
    • INMA 9B.1.4 Research recommendations — recordkeeping
  • INMA Part 9B.2 Dealing and managing
    • INMA 9B.1.5 Dealing and managing — best execution
    • INMA 9B.1.6 Dealing and managing — timely execution
    • INMA 9B.1.7 Dealing and managing — recordkeeping
    • INMA 9B.1.8 Dealing and managing — aggregation of customer orders
    • INMA 9B.1.9 Aggregation of customer orders — allocation
    • INMA 9B.1.10 Aggregation of customer orders — fair allocation etc
    • INMA 9B.1.11 Dealing and managing — customer order priority
    • INMA 9B.1.12 Dealing and managing — excessive dealing and switching
    • INMA 9B.1.13 Dealing and managing — non-market-price transactions
    • INMA 9B.1.14 Dealing and managing — realising retail customer's assets
‹ INMA 9A.1.13 Relevant investment contracts — exercising cancellation right INMA Part 9B.1 Investment research and investment recommendations ›

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