INMA Part S1.1 Introduction

This guidance provides detail on what the Regulatory Authority expects to see in an INMA firm’s risk management policy. It has been prepared to assist the directors and senior managers of INMA firms and others concerned in applying these rules. The authority recognises that the exact content of each firm’s risk management policy will be determined by what is appropriate in the light of the nature, scale and complexity of the firm’s business.

Derived from QFCRA RM/2014-4 (as from 1st January 2015).