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Insurance Mediation Business Rules 2011 (IMEB)
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IMEB Chapter 1:
General provisions
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IMEB Part 1.1 Introductory
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IMEB Part 1.2 Key terms and basic concepts
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IMEB Chapter 2:
Prudential requirements
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IMEB Part 2.1 Prudential requirements — general
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IMEB Part 2.2 Minimum capital and asset requirements
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IMEB Part 2.3 Professional indemnity insurance
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IMEB Part 2.4 Prudential requirements — other provisions
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IMEB Chapter 3:
Client money
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IMEB Part 3.1 Client money — general
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IMEB Part 3.2 Client money exceptions
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IMEB Part 3.3 Treatment of client money and fiduciary duties
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IMEB Part 3.4 Payments into client bank accounts
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IMEB Part 3.5 Segregation of client money
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IMEB Part 3.6 Payments out of client bank accounts
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IMEB Part 3.7 Transfer of client money to eligible intermediaries
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IMEB Part 3.8 Client notifications
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IMEB Part 3.9 Obligations relating to calculations
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IMEB Chapter 4:
Client money distribution rules
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IMEB Part 4.1 Client money distribution rules — general
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IMEB Part 4.2 Firm-related distribution events
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IMEB Part 4.3 Third party-related distribution event
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IMEB Chapter 5:
Restrictions on holding client money
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IMEB 5.1.1 Certain firms must not hold client money
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IMEB Chapter 6:
Collateral
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IMEB 6.1.1 Application of chapter 6
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IMEB 6.1.2 Records for relevant investments held as collateral
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IMEB 6.1.3 Reports on relevant investments held as collateral
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IMEB Chapter 7:
Client mandates
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IMEB 7.1.1 Application — ch 7
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IMEB 7.1.2 Mandates — systems and controls
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IMEB Chapter 8:
Record keeping, giving information and safeguarding documents and assets
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IMEB 8.1.1 Application — ch 8
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IMEB 8.1.2 Firms to make and keep records
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IMEB 8.1.3 How records to be kept
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IMEB 8.1.4 List of accounts and eligible intermediaries
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IMEB 8.1.5 Period for keeping records
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IMEB 8.1.6 Giving information to clients
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IMEB 8.1.7 Duty to safeguard documents and assets
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IMEB Chapter 9:
Transfer of insurance business - [Deleted]
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IMEB 9.1.1 Meaning of insurance mediation business for chapter 9 - [Deleted]
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IMEB 9.1.2 Existing firms conducting insurance mediation business - [Deleted]
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IMEB 9.1.3 Scope of certain approved individuals' activities - [Deleted]
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IMEB 9.1.4 Repeal of chapter 9 - [Deleted]
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IMEB Glossary
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