Issuer

issuer means—

(a) for a security other than a unit in a collective investment scheme—the person that issued, or is to issue, the security; and
(b) for a unit in a collective investment scheme—the operator of the scheme; and
(c) for an interest in a limited partnership—the partnership; and
(d) for a certificate or another instrument that gives contractual or property rights (other than rights consisting of options) in relation to any share, debt instrument, government or public security, or warrant—the person that issued, or is to issue, the security to which the instrument relates.
Amended by QFCRA RM/2010-07 (as from 1st January 2011)