(a) for a security other than a unit in a collective investment fund—the person that issued, or is to issue, the security;
(b) for a unit in a collective investment fund—the operator of the collective investment fund or the fund manager (within the meaning of PROF) of the professional investor fund, as the case requires;
(c) for an interest in a limited
partnership—the partnership; and
(d) for a certificate or another instrument that gives contractual or property rights (other than rights consisting of
options) in relation to any share, debt instrument, government or public security, or warrant—the person that issued, or is to issue, the security to which the instrument relates.
|Amended by QFCRA RM/2010-07 (as from 1st January 2011)
Amended by QFCRA RM/2022-2 (as from 1st April 2022).