No Longer in Force
Policy Statements
| Date | Instrument | Title | ||
| 06/03/2009 | QFCRA Policy 2009-01 | Financial Services Regulations (Financial penalties-late returns or reports) Policy 2009 | PDF Version | Word Version |
| 27/09/2009 | QFCRA Policy 2009-02 | Financial Services (Financial Penalties and Public Censures) Policy 2009 | PDF Version | Word Version |
Notices
| Date | Instrument | Title | ||
| 10/06/2008 | Designated jurisdictions | List of designated jurisdictions | ||
| 30/12/2008 | Notice | Prudential Returns Notice | PDF Version | |
| 06/10/2009 | Notice | Licensed Professional Firms Annual AML Questionnaire Notice 2009 | PDF Version | |
| 02/03/2010 | Notice | Approved Website Notice 2010 | PDF Version | |
| 03/03/2010 | Notice | Approved Individuals (Forms) Notice 2010 | PDF Version | |
| 13/05/2010 | Notice | Anti-Money Laundering and Countering Terrorist Financing (Forms) Notice 2010 | PDF Version | |
| 03/02/2011 | Notice | Prudential Returns Notice 2011 | PDF Version | |
| 01/04/2011 | Notice | Lodgement Requirements (Electronic Submission) Notice 2011 | PDF Version | |
| 01/04/2011 | Notice | Prudential Returns Notice 2011 (No. 2) | PDF Version | |
| 01/04/2011 | Notice | Approved Individuals (Forms) Notice 2011 | PDF Version | |
| 01/04/2011 | Notice | Business Returns and Other Forms Notice 2011 | PDF Version | |
| 01/04/2011 | Notice | DNFBP Annual AML/CFT Questionnaire Notice 2011 | PDF Version | |
| 30/09/2011 | Notice | Lodgement Requirements (Electronic Submission) Notice 2011 (No. 2) | PDF Version | |
| 30/09/2011 | Notice | Prudential Returns Notice 2011 (No. 3) | PDF Version | |
| 30/09/2011 | Notice | Prudential Returns Notice 2011 (No. 4) | PDF Version | |
| 01/01/2012 | Notice | Prudential Returns Notice 2011 (No. 5) | PDF Version | |
| 01/05/2012 | Notice | Approved Individuals (Forms) Notice 2012 | PDF Version | |
| 24/05/2012 | Notice | Approved Individuals (Forms) Notice 2012 (No. 2) | PDF Version | |
| 01/02/2013 | Notice | Approved Individuals (Forms) Notice 2013 | PDF Version | |
| 02/05/2013 | Notice | Non-Resident Money Laundering Reporting Officer Annual Report (Forms) Notice 2013 | PDF Version | |
| 01/07/2013 | Notice | Approved Individuals (Forms) Notice 2013 (no.2) | PDF Version | |
| 04/02/2014 | Notice | DNFBP Annual AML/CFT Questionnaire Notice 2014 | PDF Version | |
| 07/07/2014 | Notice | Prudential Returns (Banking and Investment Firms) Notice 2014 | PDF Version | |
| 08/12/2014 | Notice | DNFBP Annual AML/CFT Questionnaire Notice 2014 (No.2) | PDF Version | |
| 01/01/2015 | Notice | Controlled Function (Forms) Notice 2015 (No. 1) | PDF Version | |
| 01/01/2015 | Notice | Lodgement Requirements (Electronic Submission) Notice 2015 (No. 1) | PDF Version | |
| 24/03/2015 | Notice | Prudential Returns (Insurance) Notice 2015 (No. 1) | PDF Version | |
| 01/04/2015 | Notice | Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2015 (No. 1) | PDF Version | |
| 07/12/2015 | Notice | Introducers Certificate and Non-Resident MLRO Annual Report Notice 2015 | PDF Version | |
| 07/12/2015 | Notice | DNFBP Annual AML/CFT Questionnaire Notice 2015 | PDF Version | |
| 01/05/2017 | Notice | Introducer's Certificate and Non-resident MLRO Annual Report (Forms) Notice 2017 | PDF Version | |
| 01/11/2017 | Notice | Lodgement Requirements (Electronic Submission) (DNFBPs) Notice 2017 (No. 1) | PDF Version | |
| 31/05/2018 | Notice | Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2018 (No. 1) | PDF Version | |
| 01/01/2019 | Notice | Lodgement Requirements (Electronic Submission) Notice 2018 | PDF Version | |
| 01/01/2019 | Notice | AML/CFT Return and Introducer's Certificate (Forms) Notice 2018 | PDF Version | |
| 20/05/2020 | Notice | Lodgement Requirements (Electronic Submission) Notice 2020 | PDF Version | |