No Longer in Force

Policy Statements

Date Instrument Title
06/03/2009 QFCRA Policy 2009-01 Financial Services Regulations (Financial penalties-late returns or reports) Policy 2009 PDF Version Word Version
27/09/2009 QFCRA Policy 2009-02 Financial Services (Financial Penalties and Public Censures) Policy 2009 PDF Version Word Version

Notices

Date Instrument Title
10/06/2008 Designated jurisdictions List of designated jurisdictions
30/12/2008 Notice Prudential Returns Notice PDF Version
06/10/2009 Notice Licensed Professional Firms Annual AML Questionnaire Notice 2009 PDF Version
02/03/2010 Notice Approved Website Notice 2010 PDF Version
03/03/2010 Notice Approved Individuals (Forms) Notice 2010 PDF Version
13/05/2010 Notice Anti-Money Laundering and Countering Terrorist Financing (Forms) Notice 2010 PDF Version
03/02/2011 Notice Prudential Returns Notice 2011 PDF Version
01/04/2011 Notice Lodgement Requirements (Electronic Submission) Notice 2011 PDF Version
01/04/2011 Notice Prudential Returns Notice 2011 (No. 2) PDF Version
01/04/2011 Notice Approved Individuals (Forms) Notice 2011 PDF Version
01/04/2011 Notice Business Returns and Other Forms Notice 2011 PDF Version
01/04/2011 Notice DNFBP Annual AML/CFT Questionnaire Notice 2011 PDF Version
30/09/2011 Notice Lodgement Requirements (Electronic Submission) Notice 2011 (No. 2) PDF Version
30/09/2011 Notice Prudential Returns Notice 2011 (No. 3) PDF Version
30/09/2011 Notice Prudential Returns Notice 2011 (No. 4) PDF Version
01/01/2012 Notice Prudential Returns Notice 2011 (No. 5) PDF Version
01/05/2012 Notice Approved Individuals (Forms) Notice 2012 PDF Version
24/05/2012 Notice Approved Individuals (Forms) Notice 2012 (No. 2) PDF Version
01/02/2013 Notice Approved Individuals (Forms) Notice 2013 PDF Version
02/05/2013 Notice Non-Resident Money Laundering Reporting Officer Annual Report (Forms) Notice 2013 PDF Version
01/07/2013 Notice Approved Individuals (Forms) Notice 2013 (no.2) PDF Version
04/02/2014 Notice DNFBP Annual AML/CFT Questionnaire Notice 2014 PDF Version
07/07/2014 Notice Prudential Returns (Banking and Investment Firms) Notice 2014 PDF Version
08/12/2014 Notice DNFBP Annual AML/CFT Questionnaire Notice 2014 (No.2) PDF Version
01/01/2015 Notice Controlled Function (Forms) Notice 2015 (No. 1) PDF Version
01/01/2015 Notice Lodgement Requirements (Electronic Submission) Notice 2015 (No. 1) PDF Version
24/03/2015 Notice Prudential Returns (Insurance) Notice 2015 (No. 1) PDF Version
01/04/2015 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2015 (No. 1) PDF Version
07/12/2015 Notice Introducers Certificate and Non-Resident MLRO Annual Report Notice 2015 PDF Version
07/12/2015 Notice DNFBP Annual AML/CFT Questionnaire Notice 2015 PDF Version
01/05/2017 Notice Introducer's Certificate and Non-resident MLRO Annual Report (Forms) Notice 2017 PDF Version
01/11/2017 Notice Lodgement Requirements (Electronic Submission) (DNFBPs) Notice 2017 (No. 1) PDF Version
31/05/2018 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2018 (No. 1) PDF Version
01/01/2019 Notice Lodgement Requirements (Electronic Submission) Notice 2018 PDF Version