PRIV 4.1.7 Register of Unitholders

(1) The operator of a scheme must ensure that a register of unitholders is kept as part of the operator's records under rule 4.1.8.
(2) The operator must exercise all due diligence and take reasonable care to ensure that—
(a) the register is accurate, complete and up to date; and
(b) only a person who is a qualified investor for the scheme is recorded in the register.

Note 1 Qualified investor, for a scheme, is defined in r 1.2.10 (2).

Note 2 Rule 6.3.1 specifies the information that must be included in the register.
Derived from QFCRA RM/2010-06 (as from 1st January 2011)