PRIV S2.9 Investment Adviser
If an investment adviser is retained in relation to the business of the scheme—
(a) its name; and
(b) whether it is an authorised firm; and
(c) if it conducts a significant activity other than providing services to the scheme as an investment adviser — what the significant activity is; and
(d) a summary of the material provisions of the contracts to which it is a party in relation to the scheme that may be relevant to unitholders, including provisions (if any) relating to remuneration, remuneration sharing, termination, compensation on termination, and indemnity.
|Derived from QFCRA RM/2010-06 (as from 1st January 2011)|