PRIV S2.9 Investment Adviser

If an investment adviser is retained in relation to the business of the scheme—

(a) its name; and
(b) whether it is an authorised firm; and
(c) if it conducts a significant activity other than providing services to the scheme as an investment adviser — what the significant activity is; and
(d) a summary of the material provisions of the contracts to which it is a party in relation to the scheme that may be relevant to unitholders, including provisions (if any) relating to remuneration, remuneration sharing, termination, compensation on termination, and indemnity.
Derived from QFCRA RM/2010-06 (as from 1st January 2011)