| Private Placement Schemes Rules 2010 (PRIV) |
PRIV Chapter 1:
General Provisions |
PRIV Part 1.1 Introductory |
| PRIV Part 1.2 Basic Concepts and Key Terms |
PRIV Chapter 2:
Registration of Schemes |
PRIV 2.1.1 Application for Registration of Scheme |
| PRIV 2.1.2 Decision on Application for Registration of Scheme |
PRIV Chapter 3:
Constitutional Requirements |
PRIV Part 3.1 Constitutional Document |
| PRIV Part 3.2 Units Event |
PRIV Chapter 4:
The Operator |
PRIV 4.1.1 Requirements for Operator |
| PRIV 4.1.2 Operator Must Comply with Legal and Regulatory Requirements |
| PRIV 4.1.3 Functions of Operator Generally |
| PRIV 4.1.4 Duty of Operator to Report Certain Breaches of Law |
| PRIV 4.1.5 Particular Duties of Operator |
| PRIV 4.1.6 Property Safeguarding Functions of Operator |
| PRIV 4.1.7 Register of Unitholders |
| PRIV 4.1.8 Records of Operator |
| PRIV 4.1.9 Operator Must Give Information etc to Auditor |
| PRIV 4.1.10 Duties of Officers etc of Operator |
| PRIV 4.1.11 Provisions of ch 4 Do Not Limit Other Functions |
PRIV Chapter 5:
Investor Relations |
PRIV Part 5.1 Transactions with Affected Persons |
| PRIV Part 5.2 Prospectus Requirements |
| PRIV Part 5.3 Prospectus Responsibility |
| PRIV Part 5.4 Unitholder Meetings |
| PRIV Part 5.5 Reports, Accounts and Auditors |
PRIV Chapter 6:
Operating Duties and Responsibilities |
PRIV Part 6.1 Dealing |
| PRIV Part 6.2 Valuation and Pricing |
| PRIV Part 6.3 Title and Register |
| PRIV Part 6.4 Operator — Appointment and Removal |
| PRIV Part 6.5 Outsourcing |
| PRIV Part 6.6 Payments |
| PRIV Part 6.7 Accounting Periods |
| PRIV Part 6.8 Names |
| PRIV Part 6.9 Shari'a Supervisory Board |
PRIV Chapter 7:
Suspension, Winding Up and Transfer Schemes |
PRIV Part 7.1 Suspension and Restart of Dealings |
| PRIV Part 7.2 Winding Up |
| PRIV Part 7.3 Transfer Schemes |
PRIV Chapter 8:
Financial Promotions and Relevant Investment Activities |
PRIV 8.1.1 Certain Financial Promotions Only to Qualified Investors etc |
PRIV Chapter 9:
Other Provisions |
PRIV Part 9.1 General |
| PRIV Part 9.2 Fees |
PRIV Chapter 10
Transitional |
PRIV 10.1.1 Existing Registered Private Placement Funds |
PRIV Schedule 1:
Constitutional Document Content |
PRIV S1.1 Name of Scheme |
| PRIV S1.2 Scheme is Established in QFC etc |
| PRIV S1.3 Legal form of Scheme etc |
| PRIV S1.4 Islamic Funds |
| PRIV S1.5 Investment Objectives and Policy etc |
| PRIV S1.6 Duration of Limited Schemes |
| PRIV S1.7 Unitholder's Liability to Pay |
| PRIV S1.8 Fees, Charges and Other Expenses of Scheme |
| PRIV S1.9 Classes of Units |
| PRIV S1.10 Income and Capital Distribution |
| PRIV S1.11 Investment and Borrowing Restrictions |
| PRIV S1.12 Management of Borrowing Risks |
| PRIV S1.13 Valuation and Pricing |
| PRIV S1.14 Base Currency |
| PRIV S1.15 Functions of Operator |
| PRIV S1.16 Meetings |
| PRIV S1.17 Other Statements and Provisions for CIC |
| PRIV S1.18 CIP Partnership Agreement Binding etc |
| PRIV S1.19 CIT Trust Deed Binding etc |
| PRIV S1.20 CIT Declaration of Trust |
| PRIV S1.21 Assets Other than Cash for Issue or Redemption |
| PRIV S1.22 Suspension and Winding-Up |
| PRIV S1.23 Amendment of Constitutional Document |
| PRIV S1.24 Redemption of Units Held in Breach of QFC Law |
| PRIV S1.25 Documents Evidencing Title to Units |
| PRIV S1.26 Limits on Unit Issue and Redemption |
| PRIV S1.27 Conflicts of Interests with Affected Persons |
| PRIV S1.28 Fundamental and Significant Changes |
| PRIV S1.29 Other Relevant Matters |
PRIV Schedule 2:
Prospectus Content |
PRIV S2.1 Document Status |
| PRIV S2.2 Description of Scheme etc |
| PRIV S2.3 Maximum Number of Unitholders |
| PRIV S2.4 Islamic Funds |
| PRIV S2.5 Investment Objectives and Policy etc |
| PRIV S2.6 Distributions, Accounting Dates etc |
| PRIV S2.7 Characteristics of Units in the Scheme |
| PRIV S2.8 Operator |
| PRIV S2.9 Investment Adviser |
| PRIV S2.10 Auditor |
| PRIV S2.11 Register of Unitholders |
| PRIV S2.12 Payments Out of Scheme Property |
| PRIV S2.13 Dealing |
| PRIV S2.14 Exit Arrangements |
| PRIV S2.15 Valuation and Pricing |
| PRIV S2.16 Issue and Redemption Charges |
| PRIV S2.17 General Information |
| PRIV S2.18 Mandatory Statement About Prospectus |
| PRIV S2.19 Additional Information for Feeder Funds |
| PRIV S2.20 Additional Information for Fund of Funds |
| PRIV S2.21 Additional Statements and Information for Property Funds |
| PRIV S2.22 Information on Umbrella Schemes |
| PRIV S2.23 Application of Prospectus Contents to Umbrella Scheme |
| PRIV Glossary |
