Private Placement Schemes Rules 2010 (PRIV)
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PRIV Chapter 1: General Provisions
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PRIV Part 1.1 Introductory
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PRIV Part 1.2 Basic Concepts and Key Terms
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PRIV Chapter 2: Registration of Schemes
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PRIV 2.1.1 Application for Registration of Scheme
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PRIV 2.1.2 Decision on Application for Registration of Scheme
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PRIV Chapter 3: Constitutional Requirements
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PRIV Part 3.1 Constitutional Document
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PRIV Part 3.2 Units Event
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PRIV Chapter 4: The Operator
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PRIV 4.1.1 Requirements for Operator
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PRIV 4.1.2 Operator Must Comply with Legal and Regulatory Requirements
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PRIV 4.1.3 Functions of Operator Generally
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PRIV 4.1.4 Duty of Operator to Report Certain Breaches of Law
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PRIV 4.1.5 Particular Duties of Operator
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PRIV 4.1.6 Property Safeguarding Functions of Operator
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PRIV 4.1.7 Register of Unitholders
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PRIV 4.1.8 Records of Operator
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PRIV 4.1.9 Operator Must Give Information etc to Auditor
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PRIV 4.1.10 Duties of Officers etc of Operator
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PRIV 4.1.11 Provisions of ch 4 Do Not Limit Other Functions
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PRIV Chapter 5: Investor Relations
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PRIV Part 5.1 Transactions with Affected Persons
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PRIV Part 5.2 Prospectus Requirements
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PRIV Part 5.3 Prospectus Responsibility
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PRIV Part 5.4 Unitholder Meetings
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PRIV Part 5.5 Reports, Accounts and Auditors
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PRIV Chapter 6: Operating Duties and Responsibilities
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PRIV Part 6.1 Dealing
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PRIV Part 6.2 Valuation and Pricing
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PRIV Part 6.3 Title and Register
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PRIV Part 6.4 Operator — Appointment and Removal
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PRIV Part 6.5 Outsourcing
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PRIV Part 6.6 Payments
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PRIV Part 6.7 Accounting Periods
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PRIV Part 6.8 Names
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PRIV Part 6.9 Shari'a Supervisory Board
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PRIV Chapter 7: Suspension, Winding Up and Transfer Schemes
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PRIV Part 7.1 Suspension and Restart of Dealings
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PRIV Part 7.2 Winding Up
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PRIV Part 7.3 Transfer Schemes
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PRIV Chapter 8: Financial Promotions and Relevant Investment Activities
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PRIV 8.1.1 Certain Financial Promotions Only to Qualified Investors etc
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PRIV Chapter 9: Other Provisions
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PRIV Part 9.1 General
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PRIV Part 9.2 Fees
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PRIV Chapter 10 Transitional
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PRIV 10.1.1 Existing Registered Private Placement Funds
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PRIV Schedule 1: Constitutional Document Content
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PRIV S1.1 Name of Scheme
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PRIV S1.2 Scheme is Established in QFC etc
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PRIV S1.3 Legal form of Scheme etc
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PRIV S1.4 Islamic Funds
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PRIV S1.5 Investment Objectives and Policy etc
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PRIV S1.6 Duration of Limited Schemes
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PRIV S1.7 Unitholder's Liability to Pay
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PRIV S1.8 Fees, Charges and Other Expenses of Scheme
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PRIV S1.9 Classes of Units
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PRIV S1.10 Income and Capital Distribution
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PRIV S1.11 Investment and Borrowing Restrictions
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PRIV S1.12 Management of Borrowing Risks
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PRIV S1.13 Valuation and Pricing
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PRIV S1.14 Base Currency
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PRIV S1.15 Functions of Operator
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PRIV S1.16 Meetings
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PRIV S1.17 Other Statements and Provisions for CIC
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PRIV S1.18 CIP Partnership Agreement Binding etc
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PRIV S1.19 CIT Trust Deed Binding etc
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PRIV S1.20 CIT Declaration of Trust
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PRIV S1.21 Assets Other than Cash for Issue or Redemption
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PRIV S1.22 Suspension and Winding-Up
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PRIV S1.23 Amendment of Constitutional Document
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PRIV S1.24 Redemption of Units Held in Breach of QFC Law
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PRIV S1.25 Documents Evidencing Title to Units
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PRIV S1.26 Limits on Unit Issue and Redemption
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PRIV S1.27 Conflicts of Interests with Affected Persons
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PRIV S1.28 Fundamental and Significant Changes
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PRIV S1.29 Other Relevant Matters
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PRIV Schedule 2: Prospectus Content
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PRIV S2.1 Document Status
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PRIV S2.2 Description of Scheme etc
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PRIV S2.3 Maximum Number of Unitholders
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PRIV S2.4 Islamic Funds
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PRIV S2.5 Investment Objectives and Policy etc
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PRIV S2.6 Distributions, Accounting Dates etc
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PRIV S2.7 Characteristics of Units in the Scheme
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PRIV S2.8 Operator
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PRIV S2.9 Investment Adviser
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PRIV S2.10 Auditor
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PRIV S2.11 Register of Unitholders
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PRIV S2.12 Payments Out of Scheme Property
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PRIV S2.13 Dealing
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PRIV S2.14 Exit Arrangements
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PRIV S2.15 Valuation and Pricing
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PRIV S2.16 Issue and Redemption Charges
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PRIV S2.17 General Information
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PRIV S2.18 Mandatory Statement About Prospectus
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PRIV S2.19 Additional Information for Feeder Funds
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PRIV S2.20 Additional Information for Fund of Funds
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PRIV S2.21 Additional Statements and Information for Property Funds
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PRIV S2.22 Information on Umbrella Schemes
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PRIV S2.23 Application of Prospectus Contents to Umbrella Scheme
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PRIV Glossary
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