QFC Reg 9 - QFC Authority Regulations |
Enactment Notice |
Part 1:
Application, Commencement and Interpretation |
Article 1 - Citation |
Article 2 - Application |
Article 3 - Commencement |
Article 4 - Language |
Article 5 - Interpretation |
Part 2:
The QFC Authority |
Article 6 - Objectives of the QFC Authority |
Article 7 - Powers of the QFC Authority |
Article 8 – Principles of Good Regulation |
Article 9 - Performance of functions |
Article 10 - Management and constitution |
Article 11 - Conflicts |
Article 12 - Powers to issue Rules |
Article 13 - Waiver or modification of Regulations and Rules |
Article 14 - Guidance |
Article 15 - Public records |
Article 16 - Confidentiality |
Part 3:
Permitted Activities |
Article 17 - Background |
Article 18 - Permitted Activities |
Part 4:
Licensing Requirements and Process |
Article 19 - Application |
Article 20 - Form and content of Application |
Article 21 - Grant of Licence, variation or withdrawal and rejection of an Application |
Article 22 - Status of Licence |
Article 22A - Nationality of Entities |
Article 23 - Own initiative action by the QFC Authority |
Article 24 – Qualification and Appointment of Auditor |
Article 25 - Right to refer matters to the Tribunal |
Part 5:
Miscellaneous |
Article 26 - Language of Communication and Documentation |
Part 6:
Interpretation and Definitions |
Article 27 - Interpretation |
Article 28 - Definitions |