QFCRA RM/2007-01 – Conduct of Business Rulebook

The Board of the Qatar Financial Center Regulatory Authority makes the following rules, and gives the following guidance, under Article 15 of the Financial Services Regulations.

Dated 28 June 2007.

PHILLIP THORPE
Chairman

Conduct of Business Rulebook
Rule Making Instrument 2007

QFCRA RM/2007-01

made under Article 15 of the Financial Services Regulations

1 Name of instrument

This instrument is the Conduct of Business Rulebook Rule Making Instrument 2007.

2 Commencement

This instrument commences on 1 July 2007.

3 Conduct of Business Rulebook

(1) The Conduct of Business Rulebook is set out in attachment A.
(2) The version of the rulebook set out in attachment A may be referred to as COND-VER1-July07.

4 Amendments of Assets Rulebook

(1) The Assets Rulebook (ASET) is amended in accordance with attachment B.
(2) The version of ASET as so amended may be referred to as ASET-VER2-June07.

5 Amendments of Controls Rulebook

(1) The Controls Rulebook (CTRL) is amended in accordance with attachment C.
(2) The version of CTRL as so amended may be referred to as CTRL-VER3-July07.

6 Amendments of General Rulebook

(1) The General Rulebook (GENE) is amended in accordance with attachment D.
(2) The version of GENE as so amended may be referred to as GENE-VER2-June07.

7 Amendment of Individuals Rulebook

(1) The Individuals Rulebook (INDI) is amended in accordance with attachment E.
(2) The version of INDI as so amended may be referred to as INDI-VER3-July07.

8 Amendments of Interpretation and Application Rulebook

(1) The Interpretation and Application Rulebook (INAP) is amended in accordance with attachment F.
(2) The version of INAP as so amended may be referred to as INAP-VER3-June07.

9 Amendment of Islamic Finance Rulebook

(1) The Islamic Finance Rulebook (ISFI) is amended in accordance with attachment G.
(2) The version of ISFI as so amended may be referred to as ISFI-VER2-July07.

10 Amendments of Prudential — Insurance Rulebook

(1) The Prudential — Insurance Rulebook (PINS) is amended in accordance with attachment H.
(2) The version of PINS as so amended may be referred to as PINS-VER2-July07.

11 Repeal of existing Conduct of Business Rulebook

The Conduct of Business Rulebook (COND) (also referred to as COND-VER1-Nov 05) is repealed.


Click here to view Attachment A, COND Rulebook.

Click here to view Attachment B, Amendments to ASET.

Click here to view Attachment C, Amendments to CTRL.

Click here to view Attachment D, Amendments to GENE.

Click here to view Attachment E, Amendments to INDI.

Click here to view Attachment F, Amendments to INAP.

Click here to view Attachment G, Amendments to ISFI.

Click here to view Attachment H, Amendments to PINS.