QFCRA Rules
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Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
- AML/CFTR Chapter 1 General provisions
- AML/CFTR Chapter 2 General AML and CFT responsibilities
- AML/CFTR Chapter 3 The risk-based approach
- AML/CFTR Chapter 4 Know your customer
- AML/CFTR Chapter 5 Reporting and tipping-off
- AML/CFTR Chapter 6 Screening and training requirements
- AML/CFTR Chapter 7 Providing documentary evidence of compliance
- AML/CFTR Glossary
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Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
- AMLG Chapter 1 General provisions
- AMLG Chapter 2 General AML and CFT responsibilities
- AMLG Chapter 3 The risk-based approach
- AMLG Chapter 4 Know your customer
- AMLG Chapter 5 Reporting and tipping-off
- AMLG Chapter 6 Screening and training requirements
- AMLG Chapter 7 Providing documentary evidence of compliance
- AMLG Glossary
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Banking Business Prudential Rules 2014 (BANK)
- BANK Chapter 1 General
- BANK Chapter 2 Prudential reporting requirements
- BANK Chapter 3 Capital adequacy
- BANK Chapter 4 Credit risk
- BANK Chapter 5 Concentration risk and related matters
- BANK Chapter 6 Market risk
- BANK Chapter 7 Operational risk
- BANK Chapter 8 Interest rate risk in the banking book
- BANK Chapter 9 Liquidity risk
- BANK Chapter 9 Liquidity risk [Deleted]
- BANK Chapter 10 Group risk
- BANK Chapter 11 Islamic financial managers [Deleted]
- BANK Chapter 12 Collateral and customer mandates for investment dealers
- BANK Chapter 13 Transitional
- BANK Schedule 1 Recognised exchanges
- BANK Glossary
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Captive Insurance Business Rules 2011 (CAPI)
- CAPI Chapter 1 General provisions
- CAPI Chapter 2 Prudential requirements
- CAPI Chapter 3 Eligible capital
- CAPI Chapter 4 Outsourcing managerial functions
- CAPI Chapter 5 Additional requirements for protected cell companies
- CAPI Chapter 6 Measurement of value of assets and liabilities
- CAPI Chapter 7 Actuarial reporting
- CAPI Chapter 8 Additional requirements for long term insurance business
- CAPI Chapter 9 Transfer of insurance business
- CAPI Chapter 10 Captive insurers in run-off
- CAPI Glossary
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Customer and Investor Protection Rules 2019 (CIPR)
- CIPR Chapter 1 General
- CIPR Chapter 2 Principles of fair treatment of customers
- CIPR Chapter 3 General obligations of all authorised firms
- CIPR Chapter 4 Obligations of all authorised firms — advertisements, personal contact with customers, and initial disclosure document
- CIPR Chapter 5 Investment management business and investment mediation business
- CIPR Chapter 6 Insurance business and insurance mediation business
- CIPR Chapter 7 Deposit-taking business
- CIPR Chapter 8 Recordkeeping
- CIPR Schedule 1 Packaged investment products — key Information document
- Glossary
- Customer Dispute Resolution Scheme Rules 2019 (CDRS)
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Collective Investment Schemes Rules 2010 (COLL)
- COLL 1 General Provisions
- COLL 2 Registration of Schemes in QFC
- COLL 3 Constitutional Requirements — QFC Schemes
- COLL 4 The Operator and Independent Entity—QFC Schemes
- COLL 5 Investor Relations—QFC Schemes
- COLL 6 Investment and Borrowing—QFC Qualified Investor Schemes
- COLL 7 Investment and Borrowing—QFC Retail Schemes
- COLL 8 Operating Duties and Responsibilities—QFC Schemes
- COLL 9 Suspension, Winding up and Transfer Schemes—QFC Schemes
- COLL 10 Financial Promotions and Investment Activities—All Schemes
- COLL 11 Other Provisions
- COLL 12 QFC retail property funds
- COLL Schedule 1 Arrangements not Collective Investment Schemes
- COLL Schedule 2 Constitutional Document Content—QFC Schemes
- COLL Schedule 3 Prospectus Content—QFC Qualified Investor Schemes
- COLL Schedule 4 Prospectus Content—QFC Retail Schemes
- COLL Schedule 5 Prospectus content—REITs
- COLL Glossary
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General Rules 2005 (GENE)
- GENE Chapter 1 General provisions
- GENE 1 Application [Deleted]
- GENE Chapter 2 Fitness and propriety
- GENE Chapter 3 General provisions
- GENE Chapter 4 Notice of certain events required
- GENE Chapter 4A Protected reporting
- GENE Chapter 5 Communications to Regulatory Authority
- GENE Chapter 5A Giving of written notices by Regulatory Authority
- GENE Chapter 6 Recordkeeping
- GENE Chapter 7 Waivers and modifications
- GENE Chapter 8 Controllers and close links
- GENE Chapter 9 Accounting and auditing
- GENE Chapter 10 Fees
- GENE Chapter 11 Restrictions in relation to specified products
- GENE Schedule 1 Guidance on fitness and propriety of authorised firms
- GENE Schedule 2 [Deleted]
- GENE Schedule 3 [Deleted]
- GENE Schedule 4 Fees table
- GENE Glossary
- Governance and Controlled Functions Rules 2012 (CTRL)
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Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
- INDI Chapter 1 General
- INDI Chapter 2 Principles of conduct for individuals
- INDI Chapter 3 Controlled functions
- INDI Chapter 4 Customer-facing function
- INDI Chapter 5 Training and competency
- INDI Chapter 6 Transitional
- INDI Schedule 1 Competencies for controlled functions
- INDI Schedule 2 Competencies for customer-facing function
- INDI Glossary
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Interpretation and Application Rules 2005 (INAP)
- Background to this Rulebook
- INAP Part 1 General provisions [effective from 6th December 2009]
- INAP Part 2 Rules of interpretation and application [effective from 6th December 2009]
- Part 3 Publication of Rules and regulatory material [effective from 6th December 2009]
- INAP 1 Interpretation of the Qatar Financial Centre Regulatory Authority Rulebooks [effective until 5th December 2009]
- INAP 2 Emergency [effective until 5th December 2009]
- Glossary Definitions for all Rules
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Insurance Mediation Business Rules 2011 (IMEB)
- IMEB Chapter 1 General provisions
- IMEB Chapter 2 Prudential requirements
- IMEB Chapter 3 Client money
- IMEB Chapter 4 Client money distribution rules
- IMEB Chapter 5 Restrictions on holding client money
- IMEB Chapter 6 Collateral
- IMEB Chapter 7 Client mandates
- IMEB Chapter 8 Record keeping, giving information and safeguarding documents and assets
- IMEB Chapter 9 Transitional [Deleted]
- IMEB Glossary
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Investment Management and Advisory Rules 2014 (INMA)
- INMA Chapter 1 General
- INMA Chapter 2 Prudential reporting requirements
- INMA Chapter 3 General prudential requirements
- INMA Chapter 4 Management of risk
- INMA Chapter 5 Client money
- INMA Chapter 6 Providing custody services
- INMA Chapter 7 Use of customers' investments as collateral
- INMA Chapter 8 Client mandates
- INMA Chapter 9 Islamic INMA firms
- INMA Chapter 9A Post-contractual obligations of INMA firms
- INMA Chapter 9B Other investment-related activities
- INMA Chapter 10 Transitional
- INMA Schedule 1 Guidance about risk management
- INMA Schedule 2 Content of confirmation notes
- INMA Schedule 3 Content of periodic statements
- INMA Schedule 4 Additional obligations for investment research recommendations
- INMA Schedule 5 Recordkeeping — dealing and managing
- INMA Glossary
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Islamic Banking Business Prudential Rules 2015 (IBANK)
- IBANK Chapter 1 General
- IBANK Chapter 2 Prudential Reporting Requirements
- IBANK Chapter 3 Capital Adequacy
- IBANK Chapter 4 Credit Risk
- IBANK Chapter 5 Concentration Risk and Related Matters
- IBANK Chapter 6 Market Risk
- IBANK Chapter 7 Operational Risk
- IBANK Chapter 8 Liquidity risk
- IBANK Chapter 8 Liquidity Risk [Deleted]
- IBANK Chapter 9 Group Risk
- IBANK Chapter 10 Treatment of Sukuk
- IBANK Chapter 11 Treatment of PSIAs and Associated Risks
- IBANK Chapter 12 Compliance with Shari'a
- IBANK Chapter 13 Transitional
- IBANK Schedule 1 Recognised exchanges
- IBANK Glossary
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Islamic Finance Rules 2005 (ISFI)
- Background to this Rulebook [Deleted]
- ISFI Chapter 1 General provisions
- ISFI Chapter 2 Conduct of Islamic financial business
- ISFI Chapter 3 Disclosure
- ISFI Chapter 4 Constitutional Documents [Deleted]
- ISFI Chapter 5 Policies, procedures, systems and controls
- ISFI Chapter 6 Shari'a supervisory board
- ISFI Chapter 7 Conduct of business standards [Deleted]
- ISFI Chapter 8 Islamic windows
- ISFI Glossary
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Insurance Business Rules 2006 (PINS)
- Background to this Rulebook [Deleted]
- PINS Chapter 1 General provisions
- PINS Chapter 2 Risk management
- PINS Chapter 3 Minimum capital requirement
- PINS Chapter 4 Eligible capital
- PINS Chapter 5 Additional requirements for long term insurance business
- PINS Chapter 6 Additional requirements for takaful entities
- PINS 7 Additional Requirements for Protected Cell Companies [Deleted]
- PINS Chapter 8 Matching and valuing assets and liabilities of insurers
- PINS Chapter 9 Actuarial reporting
- PINS Chapter 10 Insurers that are members of groups
- PINS Chapter 11 Transfer of insurance business
- PINS Chapter 12 Insurers in run-off
- PINS Schedule 1 Guidance about what should be included in insurer's risk management policy
- PINS App1 Risk Management Policy [Deleted]
- PINS Schedule 2 Capital
- PINS Schedule 3 Risk based capital requirement
- PINS App4 Reporting to Regulatory Authority [Deleted]
- PINS Glossary
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Private Placement Schemes Rules 2010 (PRIV)
- PRIV 1 General Provisions
- PRIV 2 Registration of Schemes
- PRIV 3 Constitutional Requirements
- PRIV 4 The Operator
- PRIV 5 Investor Relations
- PRIV 6 Operating Duties and Responsibilities
- PRIV 7 Suspension, Winding Up and Transfer Schemes
- PRIV 8 Financial Promotions and Relevant Investment Activities
- PRIV 9 Other Provisions
- PRIV 10 Transitional
- PRIV Schedule 1 Constitutional Document Content
- PRIV Schedule 2 Prospectus Content
- PRIV Glossary