REPO 3.1.9 Records to include marketing material
The records that a representative office retains must include any marketing material issued, distributed or otherwise communicated by it or on its behalf.
Note 1 The general record-keeping obligations of an authorised firm are set out in GENE Chapter 6. The whole of GENE Chapter 6, applies to a representative office. In relation to records of AML/CFT matters, see rules 4.1.3 and 4.1.5.
Note 2 In relation to ownership information, see the particular record-keeping requirement in the QFCA Rules, rule 8A.17.
|Derived from QFCRA RM/2020-5 (as from 1st October 2020)|