| Representative Office Rules 2020 |
REPO Chapter 1:
General provisions |
REPO 1.1.1 Name of rules |
| REPO 1.1.2 Commencement |
| REPO 1.1.3 Purpose of these rules |
| REPO 1.1.4 Effect of definitions, notes and examples |
| REPO 1.1.5 Operating representative office to be regulated activity |
REPO Chapter 2:
Conduct |
REPO Part 2.1 Core principles |
| REPO Part 2.2 Conduct generally |
REPO Chapter 3:
Administration |
REPO 3.1.1 Eligibility to apply for authorisation |
| REPO 3.1.2 Material to be supplied with application |
| REPO 3.1.3 Senior executive function |
| REPO 3.1.4 MLRO function |
| REPO 3.1.5 Representative offices not to hold money etc |
| REPO 3.1.6 Employment to be exclusive |
| REPO 3.1.7 Office not to be shared |
| REPO 3.1.8 Information supplied to other regulators |
| REPO 3.1.9 Records to include marketing material |
REPO Chapter 4:
AML/CFT |
REPO 4.1.1 AML/CFT policy |
| REPO 4.1.2 AML/CFT training programme |
| REPO 4.1.3 Reporting records to be made by MLRO |
| REPO 4.1.4 Annual reports to Regulatory Authority |
| REPO 4.1.5 How long AML/CFT records must be kept |
REPO Chapter 5:
Application of other Rules |
REPO 5.1.1 Disapplication of certain other provisions of Rules |
| REPO Glossary |
