|
Article creating contravention
|
Article
|
Maximum Financial Penalty (US$)
|
|
16
|
Failure to notify CRO of membership changes
|
$2,000
|
|
20
|
Failure to notify a change of Name of a Limited Liability Partnership
|
$2,000
|
|
22(3) and (5)
|
Limited Liability Partnership failing to change name on direction of CRO
|
$2,000
|
|
23
|
Improper use of "Limited Liability Partnership"
|
$2,000
|
|
25
|
Limited Liability Partnership failing to have a registered office
|
$2,000
|
|
26
|
Failure to register change of name
|
$2,000
|
|
27
|
Failure to notify single Members
|
$2,000
|
|
28
|
Failure of name to appear outside place of business
|
$2,000
|
|
29
|
Limited Liability Partnership failing to have name etc. on certain Documents
|
$1,000
|
|
30
|
Limited Liability Partnership failing to lodge annual return
|
$2,000
|
|
32(1)
|
Non-compliant maintenance of accounting Records |
$1,000
|
|
32(2)(A) and (B)
|
Failure to keep and preserve accounting Records |
$2,000
|
|
32(2)(C)
|
Failure to keep accounting Records open to inspection
|
$10,000
|
|
33
|
Failure to notify the CRO of change in financial year
|
$2,000
|
|
34(3)
|
Failure of Members to approve and sign accounts
|
$5,000
|
|
34(4)
|
Failure to comply with requirements within four months
|
$10,000
|
|
35(3)
|
Failure to provide accounts
|
$10,000
|
|
36
|
Publication of accounts without auditors' report
|
$6,000
|
|
38
|
Limited Liability Partnership failing to appoint auditors
|
$10,000
|
|
38
|
Failure to register a change in respect of auditors
|
$2,000
|
|
40(1)
|
Failure of auditor to comply with resignation requirements
|
$5,000
|
|
40(3)
|
Limited Liability Partnership failing to send notice of auditor's resignation to Members
|
$1,000
|
|
40(4)
|
Failure to file auditor's resignation with CRO and if applicable the Regulatory Authority |
$2,000
|
|
41
|
Failure of auditor to make report as required
|
$5,000
|
|
42
|
Auditor failing to fulfil duties
|
$5,000
|
|
42(3)(4)(5) and 43
|
Limited Liability Partnership and members etc. not co-operating with auditors
|
$5,000
|
|
44
|
Limited Liability Partnership and members etc. obstructing auditor
|
$5,000
|
|
48
|
Failure of Branch to change name on direction of CRO |
$2,000
|
|
49
|
Failure of Branch to give particulars of Principal Representative |
$2,000
|
|
50(2)
|
Failure of Branch to give notice of change of particulars
|
$2,000
|
|
51
|
Failure of Branch to keep and preserve accounting records
|
$2,000
|
|
52
|
Failure of Branch to have name etc. on certain documents
|
$1,000
|
|
53
|
Failure of Branch to appear outside place of Business
|
$2,000
|
|
58
|
Failure to comply with direction of CRO |
$15,000
|
