| Article creating contravention |
Article |
Maximum Financial Penalty (US$) |
| 48 |
Failure to notify CRO of membership changes |
$2,000 |
| 50 |
Limited Partnership failing to have a registered office |
$2,000 |
| 55(3) and (5) |
Limited Partnership failing to change Name on direction of CRO |
$2,000 |
| 56 |
Improper use of "Limited Partnership" |
$2,000 |
| 58 |
Failure of Name to appear outside place of Business |
$2,000 |
| 59 |
Limited Partnership failing to have Name etc. on certain Documents |
$1,000 |
| 60 |
Limited Partnership failing to lodge annual return |
$2,000 |
| 62(1) |
Non-compliant maintenance of accounting Records |
$1,000 |
| 62(2)(A) and (B) |
Failure to keep and preserve accounting Records |
$2,000 |
| 62(2)(C) |
Failure to keep accounting Records open to inspection |
$10,000 |
| 64(3) |
Failure of Partners to approve and sign accounts |
$5,000 |
| 64(4) |
Failure to comply with requirements within four months |
$10,000 |
| 65(3) |
Failure to provide accounts |
$10,000 |
| 66 |
Publication of accounts without auditors' report |
$6,000 |
| 68 |
Limited Partnership failing to appoint auditors |
$10,000 |
| 70(1) |
Failure of auditor to comply with resignation requirements |
$5,000 |
| 70(3) |
Limited Partnership failing to send notice of auditor's resignation to Partners |
$1,000 |
| 70(4) |
Failure to file auditor's resignation with CRO and if applicable the Regulatory Authority |
$2,000 |
| 71 |
Failure of auditor to make report as required |
$5,000 |
| 72 |
Auditor failing to fulfil duties |
$5,000 |
| 72(3)(4)(5) and 74 |
Limited Partnership and Partners not cooperating with auditors or providing false or misleading information |
$5,000 |
| 74 |
Limited Partnership and Partners obstructing auditor |
$5,000 |
| 78 |
Failure of Branch to change Name on direction of CRO |
$2,000 |
| 79 |
Failure of Branch to give particulars of Principal Representative |
$2,000 |
| 80(2) |
Failure of Branch to give notice of change of particulars |
$2,000 |
| 81 |
Failure of Branch to keep and preserve accounting Records |
$2,000 |
| 82 |
Failure of Branch to have Name etc. on certain Documents |
$1,000 |
| 83 |
Failure of Branch to appear outside place of Business |
$2,000 |
| 88 |
Failure to comply with direction of CRO |
$15,000 |
