Schedule 2 — Reporting Table
Reporting Table
1. Guidance
1. Guidance
1.1. The aim of the Reporting Table is to provide a Licensed Firm with an overview of the relevant periodic reporting requirements throughout the Rules .
1.2. The table is not a complete statement of all requirements and should not be relied upon as such.
REFERENCE | REPORT | FREQUENCY | DUE DATE | FIRM |
General Rule 9.4 | Financial Statements and Auditors Annual Report | Annually | Within four (4) months of the end of its financial year |
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General Rule 9.5.1(D) | Client Money Auditors Report | Annually | Within four (4) months of the end of its financial year |
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Amended (as from 23rd September 2014) |