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Schedule 2 — Reporting Table

Reporting Table

1. Guidance
1.1. The aim of the Reporting Table is to provide a Licensed Firm with an overview of the relevant periodic reporting requirements throughout the Rules.
1.2. The table is not a complete statement of all requirements and should not be relied upon as such.

REFERENCE REPORT FREQUENCY DUE DATE FIRM
General Rule 9.4 Financial Statements and Auditors Annual Report Annually Within four (4) months of the end of its financial year Licensed Firm
General Rule 9.5.1(D) Client Money Auditors Report Annually Within four (4) months of the end of its financial year Licensed Firm that holds Client Money
Amended (as from 23rd September 2014)